Pacific Oak Advisors LLC is providing this notice and acting on behalf of Pacific Oak Advisors Properties

Categories of Non-Public Information We Collect

The type of information we collect from you (“non-public information” or “NPI”) depends on the product or service you have with us. NPI may include:

How We Collect Non-Public Information

We collect your personal information, for example, when you

We also collect your personal information from others, such as: broker-dealers, financial advisors, IRA and other custodians and other similar entities; our affiliates; and other companies.

Categories of Non-Public Information That We Disclose

We may disclose any of the categories of NPI that we collect to non-affiliated companies as permitted by law and for our everyday business purposes, such as to process transactions, maintain accounts, respond to court orders and legal investigations, or report to credit bureaus, as well as to non- affiliated third parties who perform services for us or functions on our behalf. This includes third parties that perform marketing services on our behalf.

We may also disclose any of the categories of NPI that we collect to affiliates so that they may market Pacific Oak Advisors products and services and to non-affiliated third parties for those third parties’ own marketing purposes.

How We Use and Disclose Non-Public Information That We Collect

The Pacific Oak Advisors network of affiliated companies and unaffiliated third-party service providers works together to maintain an efficient and effective network of products and services. We collect, use and share NPI about you in order to make you aware of our products and services, to provide you with products and services that you request, and to comply with legal and regulatory requirements. By sharing your NPI with Pacific Oak Advisors -affiliated companies, non-affiliated companies and service providers, we are better able to serve your investment needs and also suggest services, products, or educational materials that may be of interest to you. We may use the NPI that we collect in the following ways:

Parties to Whom We Disclose NPI

In addition to the types of third parties referenced under “Categories of Non-Public Information That We Disclose,” we may disclose NPI about you to the following types of third parties:

How We Protect Your Information

We maintain administrative, electronic, and technical safeguards that comply with federal regulations and that are designed to protect the confidentiality and security of your NPI. We also restrict access to NPI to those employees who have a legitimate business need for the information.

Notification of Changes to Our Privacy Policy

If we decide to change our privacy policy, we will provide a new notice that reflects our new policy. Additionally, we will provide a new opt out notice and an opportunity to opt out of disclosures of NPI to non-affiliated third parties.

Former Customers

NPI of former customers will be treated as described in this policy.


Instructions: Complete and return this form ONLY if you want to opt-out of the disclosure described in the privacy notice.

Customer Name:

Pacific Oak Advisors Account Number(s) for Existing Investors:


Printed Name of Signer:

Telephone Number:


PACIFIC OAK CAPITAL 11150 Santa Monica Blvd Suite 400 Los Angeles, CA 90025